Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
What privacy or publicity concerns might a company have about the discovery process in traditional litigation?
Post your response.
Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
What are the benefits of a class action lawsuit from a plaintiff’s perspective? What about from a defendant’s perspective?
Post your response.
Review this week’s course materials and learning activities, and reflect on your learning so far this week. Respond to one or more of the following prompts in one to two paragraphs:
Provide citation and reference to the material(s) you discuss. Describe what you found interesting regarding this topic, and why.
Students need to contribute two substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
If you were creating a business, which form of business entity would be most appealing to you and why?
Post your response.
Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
Imagine that a friend tells you about their idea to start a sports therapy clinic which they plan to operate as a sole proprietorship.
What benefits and risks would you advise your friend to be aware of?
Post your response.
Review this week’s course materials and learning activities, and reflect on your learning so far this week. Respond to one or more of the following prompts in one to two paragraphs:
Students need to contribute two substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
In what ways has the internet and modern technology increased the potential for business tort and criminal liability?
In what ways has the internet decreased these risks to businesses?
Post your response.
Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
Do you think the penalties that are typically imposed on corporate executives for “white-collar crimes” are sufficient?
Post your response.
Review this week’s course materials and learning activities, and reflect on your learning so far this week. Respond to one or more of the following prompts in one to two paragraphs:
Students need to contribute two substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
What are some of the reasons that intellectual property requires different legal protections than tangible or real property?
Post your response.
Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
How are valid and enforceable contracts important to the creation and protection of intellectual property?
What might some of these contracts include?
Post your response.
Review this week’s course materials and learning activities, and reflect on your learning so far this week. Respond to one or more of the following prompts in one to two paragraphs:
Students need to contribute two substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
How can an employee’s use of social media positively or negatively affect their company even if done on their own time and from their own personal account(s)?
Post your response.
Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
How much should an employer be able to regulate or monitor their employees’ online or social media activity within the workplace?
What about when the employee is outside the workplace?
Post your response.
Review this week’s course materials and learning activities, and reflect on your learning so far this week. Respond to one or more of the following prompts in one to two paragraphs:
Students need to contribute two substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
What are some of the ways that various U.S. and State regulatory agencies might promote or discourage business activity?
Post your response.
Students need to contribute three substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
Are certain industries subject to more regulatory oversight and risk than others? If not, why not? If so, what industries or businesses come to mind?
Post your response.
Review this week’s course materials and learning activities, and reflect on your learning so far this week. Respond to one or more of the following prompts in one to two paragraphs:
Students need to contribute two substantive posts in this discussion by the due date indicated. The substantive posts can be any combination of responses and replies.
Complete the Week 1 Practice Assignment in MyEducator.
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Week 1 Practice Assignment
o reverse
o affirmation
o appeal
o remand
o General
o Personal
o Subject matter
o Limited
o subject matter
o general
o personal
o limited
o legal review
o constitutional review
o judicial review
o supreme review
o Summary judgment
o Judgement on the pleadings
o Pretrial judgment
o Limited trial judgment
o common law
o stare decisis
o precedent
o res judicata
o precedent
o stare decisis
o res judicata
o common law
o to govern a democracy with fairness
o to facilitate private arrangements between individuals
o to prevent undesirable behavior
o to determine procedures for changing the law
o the command school of thought
o the law and economics school of thought
o the natural law school of thought
o the historical perspective school of thought
o Venue
o Third party
o Ripeness
o Standing
o Third party
o Ripeness
o Standing
o Venue
A neutral third-party expert meets with the parties separately and then together, and offers compromise solutions.
Mediation
Parties attempt to settle disputes through compromise.
Negotiation
Document that outlines the terms of the compromise
Settlement agreement
A legal expert listens to the matter and imposes a resolution.
Arbitration
o It authorizes that state laws have priority over it.
o It enumerates and protects citizens’ rights.
o Every law in the U.S. must comply with the Constitution.
o It establishes three branches of government.
o Commerce
o Due Process
o Supremacy
o Equal Protection
o Government laws must be clear, understandable, and designed to further a legitimate governmental purpose.
o A person has protected oral, written, and symbolic rights of expression.
o A person may not be deprived of life, liberty, or property without being given notice and an opportunity to be heard before a neutral arbiter.
o The laws of the United States must be equally applied to all citizens.
o It is a fundamental right guaranteed by the Bill of Rights.
o It includes oral, written, and symbolic expression.
o Speech with a commercial purpose is less protected than speech with a political purpose.
o Speech with a political purpose is less protected than speech with a commercial purpose.
True False
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Week 1 Apply Assessment
o Use of a third party to resolve a dispute, often legally binding
o Request for a higher court to review a case
o Changing a trial court’s decision
o Using a third party (specifically) to resolve a dispute
o Returning a case to a trial court for resolution
o Ratification of a trial court’s decision
o Using compromise to settle a dispute
o Changing a trial court’s decision
o Decision of the court
o Defendant’s answer to the plaintiff
o Request for a higher court to review a case
o Decision of the jury
o Reducing the integrity of a witness’s claim
o Plaintiff’s challenge to defendant’s claim
o Restoring credibility to a witness’s claim
o No other explanation can be derived from the facts—evidence
o The target of a complaint
o Restoring credibility to a witness’s claim
o Court order to appear in trial
o Decision of the jury
o Evidence assuming assent of the reasonable person
o First-sight evidence
o A jury is separated from the community during a trial
o First-sight evidence
o Summoning of potential jurors
o Determination of jurors’ fitness for jury duty
o Testimony out of court during pretrial investigation
o A jury is enlisted
o Court order to appear in trial
o Failure of the defendant to fulfill an obligation
o The target of a complaint
o Filer of a complaint
View answers of; ECO 372T Entire Course.
After a tragic event in which an armed intruder storms into a mall and fatally shoots several people, the city of Belmonte institutes a law that prohibits any form of weapon in public retail establishments. This reaction would be an example of following which school of jurisprudential thought?
o historical perspective
o irrational forces
o sociological
o command
o natural law
o law and economics
o irrational forces
o command
o law and economics
o historical
o sociological
o irrational forces
o historical
o natural law
o sociological
o law and economics
Complete the Week 2 Practice Assignment in MyEducator.
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Week 2 Practice Assignment
True False
o Executives are not subject to the same duty of care in carrying out the corporation’s purposes as the board of directors.
o The board of directors hires executives of a corporation.
o Directors will not be subject to lawsuit from shareholders as long as they act in a reasonable and prudent way.
o Executives carry out the day-to-day operations of the corporation.
True False
o Partners have an equal right to engage in the management of the business.
o Partners must always agree to split the profits and losses evenly.
o Partners share profits and losses according to the partnership agreement.
o Partners have joint ownership of business assets.
o not-for-profit
o closely held
o alien
o professional
True False
o General and limited partners are jointly responsible for partnership debt.
o Limited partners are not liable for partnership debts.
o General partners are not liable for partnership debts.
o General partners are required to invest capital and refrain from managing the business.
o A sole proprietor pays only personal taxes.
o A sole proprietorship is considered a separate legal entity.
o If the owner dies, the business usually dies as well.
o No government approval is required to set up a sole proprietorship.
o extending beyond its authority
o making arbitrary laws
o violating judicial decisions
o exercising legislative power
o All administrative agencies answer directly to the president.
o Administrative agencies may overrule judicial decisions.
o An existing administrative agency may not create a new law.
o Each state and local government has administrative agencies.
o Substantive law; procedural law
o Interpretive law; substantive law
o Procedural law; substantive law
o Substantive law; interpretive law
True False
o dividing markets
o controlling output
o regulating competitive practices
o price fixing
o boycott
o split
o control
o division
o No other buyer is available to rescue the company.
o Too much competition exists in a particular geographical area.
o There is no other reasonable alternative.
o Its assets would evaporate but for a merger.
o The business acquired the monopoly innocently as an unintended consequence of another purpose.
o The business owns 75 percent of the product market.
o The business owns 25 percent of the geographical market.
o The business engaged in a tying arrangement with another business.
o horizontal
o monopoly
o consolidated
o vertical
True False
o rule of reason
o rule of competition
o rule of trust
o rule of law
o exclusive dealing agreement
o tying arrangement
o geographic allocation agreement
o price maintenance agreement
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Week 2 Apply Assessment
The United States of America, acting through its attorneys, charges:
III. TRADE AND COMMERCE
ALL IN VIOLATION OF TITLE 15, UNITED STATES CODE, SECTION 1.
o an attempt to suppress and eliminate competition
o combination and conspiracy to increase and maintain the price of NBR
o unreasonable restraint of interstate and foreign trade and commerce
o all of the above
o Federal Trade Commission Act
o Clayton Act
o Taft-Hartley Act
o Sherman Act
o a description of the defendant and co-conspirators
o a description of the legal action that will be taken against the defendant
o an explanation of the offense
o a conclusion that the defendant’s actions significantly affected interstate commerce
o embezzling funds to maintain their business structure
o raising the price of their product
o using deceptive practices to lie to consumers about the actual price of the product
o participating in conversations and agreements with co-conspirators to maintain the price of their product
o horizontal
o vertical
o monopoly
o none of the above
o division of markets
o exclusive dealing agreement
o price fixing
o all of the above
Complete the Week 3 Practice Assignment in MyEducator.
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Week 3 Practice Assignment
o burglary
o robbery
o embezzlement
o larceny
o aggressive advertising that steals away customers from a competitor
o using intimidation to keep parties from patronizing a certain store
o luring an employee away from his or her employer
o refusing to continue a business relationship out of spite
o A crime carries a public penalty.
o A tort carries a public penalty.
o A tort is legal, while a crime is illegal.
o A tort occurs in the workplace, while a crime occurs elsewhere.
True False
o diminished capacity
o duress
o necessity
o entrapment
o fiduciary
o contributory
o comparative
o affirmative
o Infliction of emotional distress
o Assault
o False imprisonment
o Battery
o misappropriation
o intrusion upon seclusion
o false light
o public revelation of private facts
o The penalty for a misdemeanor could be a $500 fine.
o It is more serious than a felony.
o The penalty for a misdemeanor could be six months in jail.
o Minor theft is an example of a misdemeanor.
o It is punishable by death.
o It is the most severe unlawful behavior.
o First-degree murder is an example of a capital crime.
o Manslaughter is an example of a capital crime.
o doctor-patient
o coworker-coworker
o pilot-passenger
o babysitter-charge
o rights and interests of stakeholders
o rights and interests of shareholders
o integrity and ethical behavior
o disclosure and transparency
o Kantianism
o social justice
o utilitarianism
o virtue ethics
o standards for weights and measures
o standards for trade of goods
o construction rules for fire prevention
o protocol for airplane safety
o the Dispute Settlement Body
o the World Trade Organization
o the International Court of Justice
o the General Assembly
o social minimum
o economic minimum
o moral minimum
o ethical minimum
o Supremacy
o Foreign Commerce
o Contract
o Treaty
o maintain peace
o promote economic development
o regulate currency and trade between member nations
o provide humanitarian aid
o Secretariat
o General Assembly
o Security Council
o General Council
o World Bank
o International Monetary Fund
o United Nations Bank
o Bank for International Settlements
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Week 3 Apply Assignment
Use the following information to answer questions 1–5.
MakerMan Manufacturing creates heavy-duty hand tools. It produces a new collapsible hammer called the SmackN’Stash. One of the first purchasers of the hammer, Rob, is using it at a construction site when the hammer’s head flies off and injures his coworker Cliff.
How does the concept of strict liability apply to this situation?
o While using a collapsible hammer is a dangerous activity, it is not of the type of danger that would subject MakerMan to strict liability.
o Anyone who is injured by a defective product may sue the manufacturer, merchants, and all others who handled the product.
o When companies sell defective products to consumers who are injured, liability will result without having to show that the manufacturer breached the duty of care.
o Product liability torts require Rob to show that one or more of the design or manufacturing elements is defective.
How does the concept of strict product liability apply to this situation?
o Product liability torts require Rob to show that one or more of the design or manufacturing elements is defective.
o Even if there is no defect in the product, the company may be responsible for failure to warn users how the product should be used.
o While using a collapsible hammer is a dangerous activity, it is not of the type of danger that would subject MakerMan to strict product liability.
o When companies sell defective products to consumers who are injured, liability will result without having to show that the manufacturer breached the duty of care.
How does the concept of privity of contract apply to this situation?
o Anyone who is injured by a defective product may sue the manufacturer, merchants, and all others who handled the product.
o Even if there is no defect in the product, the company may be responsible for failure to warn users how the product should be used.
o Product liability torts require Rob to show that one or more of the design or manufacturing elements is defective.
o When companies sell defective products to consumers who are injured, liability will result without having to show that the manufacturer breached a contract with the customer.
How does the concept of defective design/manufacturing apply to this situation?
o Product liability torts require Rob to show that one or more of the design or manufacturing elements is defective.
o While using a collapsible hammer is a dangerous activity, it is not of the type of danger that would subject MakerMan to take care to avoid defective design or manufacturing.
o Anyone who is injured by a defective product may sue the manufacturer, merchants, and all others who handled the product.
o When companies sell defective products to consumers who are injured, liability will result without having to show that the manufacturer breached the duty to warn.
How does the concept of manufacturer’s duty to warn apply to this situation?
o Even if there is no defect in the product, the company may be responsible for failure to warn users how the product should be used.
o Anyone who is injured by a defective product may sue the manufacturer, merchants, and all others who handled the product.
o When companies sell defective products to consumers who are injured, liability will result without having to show that the manufacturer breached the duty to warn.
o While using a collapsible hammer is a dangerous activity, it is not of the type of danger that would subject MakerMan to warning consumers about the product.
Complete the Week 4 Practice Assignment in MyEducator.
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Week 4 Practice Assignment
o A copyright is the exclusive right to reproduce, distribute, or license original creative work.
o Copyright protection is for the way ideas are presented, not for the ideas themselves.
o No notice of ownership is necessary to protect an original work.
o Original works must be registered at the copyright office.
o novelty
o utility
o enablement
o patentable subject matter
o patents
o cash
o trade secrets
o copyrights
o fee simple subject to a condition subsequent
o life estate
o fee simple determinable
o fee simple absolute
True False
True False
o misappropriation agreement
o nondisclosure agreement
o non-publishing agreement
o trade secret agreement
Complete the Week 4 Apply Assignment in MyEducator.
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Week 4 Apply Assessment
It’s time for the Bizlaw County auction! For each of the auction items listed below, you will (1) determine which type of property the item is and (2) give an identifier that further describes the nature of the item.
A ring Hugh received from his grandmother several months before she died
o mislaid property
o abandoned property
o gift
o inherited (bequeathed) property
o purchase
A ring Hugh received from his grandmother several months before she died
o tangible property
o intangible/intellectual property
o realty
A motorbike Ned got from the Harley-Davidson store for $53,000
o mislaid property
o abandoned property
o gift
o inherited (bequeathed) property
o purchase
A motorbike Ned got from the Harley-Davidson store for $53,000
o tangible property
o intangible/intellectual property
o realty
A motorless army jeep left on the plot of land Corey bought
o mislaid property
o abandoned property
o gift
o inherited (bequeathed) property
o purchase
A motorless army jeep left on the plot of land Corey bought
o tangible property
o intangible/intellectual property
o realty
A pair of high-quality cleats that Candace found on the football field after a game
o mislaid property
o abandoned property
o gift
o inherited (bequeathed) property
o purchase
A pair of high-quality cleats that Candace found on the football field after a game
o tangible property
o intangible/intellectual property
o realty
A Sony Walkman that Mary left in her will for her nephew, Zeppelin
o mislaid property
o abandoned property
o gift
o inherited (bequeathed) property
o purchase
A Sony Walkman that Mary left in her will for her nephew, Zeppelin
o tangible property
o intangible/intellectual property
o realty
The lyrics to an unpublished song that famous rapper 11 Nickels gave to his daughter when he retired
o mislaid property
o abandoned property
o gift
o inherited (bequeathed) property
o purchase
The lyrics to an unpublished song that famous rapper 11 Nickels gave to his daughter when he retired
o realty
o tangible property
o intangible/intellectual property
o An offeree’s silence may be counted as an agreement.
o If a counteroffer is accepted, the original offer is terminated.
o An offer may be terminated immediately if the offeree refuses it.
o An offeree may reject an offer and present a counteroffer.
o bilateral mistake of value
o mutual mistake of fact
o mutual mistake of value
o unilateral mistake of fact
o Punitive
o Consequential
o Compensatory
o Nominal
o a contract for the sale of a bed for $350
o a prenuptial agreement
o a contract for the sale of a bicycle for $200
o a contract for the lease of a motorcycle with payments of $500
o assent
o agreement
o mutual respect
o legality
o parol evidence
o mirror image
o main purpose
o firm offer
o obligor
o offeror
o delegator
o assignor
o assignee
o offeree
o obligee
o delegate
Complete the Week 5 Practice Assignment in MyEducator.
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Week 5 Practice Assignment
o Affirmative action plans do not require employers to hire unqualified individuals.
o Affirmative action plans are perpetual when ordered by a court of law.
o Affirmative action prohibits the use of quotas in hiring practices.
o Affirmative action plans typically include goals and timetables to correct imbalances in hiring and employment practices.
o The employee was adequately performing the marginal job functions of the position.
o The employee is qualified for the employment position.
o The employee is over 40 years old.
o The employee was treated less favorably than another, younger employee.
o agency by estoppel
o ratification
o agreement
o operation of law
o religion
o sexual orientation
o national origin
o race and color
o performance
o loyalty
o accounting
o notification
o cooperation
o reimbursement
o compensation
o indemnification
o English proficiency to the standard necessary to carry out essential job functions
o citizenship for employment in contracts that will take over one year to complete
o English proficiency to the standard necessary to pass an E-Verify linguistics test
o citizenship for employment in federally owned organizations
o dual-purpose mission
o vicarious liability
o frolic and detour
o indemnification
View the answers of; ECO 535 complete course.
o offensive touching
o repeatedly asking a coworker out on dates
o disseminating pornography
o following a coworker home and taking pictures of him or her
o impossibility of the purpose
o revocation by an agent
o death of an agent
o a specified lapse of time as agreed upon by the parties
o discrimination
o health benefits
o location of workplace
o supervision requirements
o In accepting it, employees must accept a limited benefit over the risk of receiving nothing in a private lawsuit.
o It applies to any injury to an employee.
o Employers are required to compensate and insure their workers.
o It applies only to injuries that arise out of and in the course of employment.
o It applies to employers in government and private sectors.
o It applies only to employers in the private sector.
o It applies to employers with 50 or more employees.
o It allows employees to leave due to parental and medical necessity.
o Employers are not required to make them aware of job vacancies.
o They cannot be terminated.
o They have the right to return to work.
o They have the right to be rehired, but only if an equivalent position becomes available.
o the fellow servant rule
o assumption of the risk
o contributory negligence
o errant conduct
o Taft-Hartley Act
o Labor Management Relations Act
o Norris-LaGuardia Act
o National Labor Relations Act
o It gave workers the right to engage in concerted activity.
o It gave workers the right to form unions, engage in collective bargaining, and strike.
o It declared yellow dog contracts to be against public policy.
o It created the National Labor Relations Board to administrate over union affairs.
o It gives the NLRB administrative power to oversee union elections.
o It provides equal representation of skilled and unskilled workers.
o It gives employers the right to engage in free speech efforts against unions.
o It establishes employees’ right to bargain collectively with employers.
o to regulate union elections
o to reduce union elite corruption
o to empower union members
o to consolidate power away from rank-and-file union members
o It imposes a minimum age for workers.
o It guarantees overtime payment for work beyond 40 hours a week.
o It sets a minimum wage for workers.
o It guarantees health benefits for full-time workers.
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Week 5 Apply Assessment
Darwin is a 60-year-old software engineer for Compuswerve, Inc. Recently, the company went through a reorganization process meant to revamp the business and the work it does. The directors want to rework the company as a fresh, hip business with cutting-edge knowledge from young, creative-minded employees. Obviously, Darwin doesn’t fit into the directors’ vision, so the managers wish to replace him. Sure enough, a few weeks later Compuswerve hires some new employees, and Darwin is offered a severance plan and dismissed.
Which of the following, if true, would legally support the company’s decision to fire and replace Darwin? Check all that apply.
if the company had fewer than 20 employees
if Darwin had another job offer elsewhere
if the company was a private (non-governmental) organization
if Darwin needed a reasonable accommodation to perform his job due to a disability
if there were more highly skilled workers in the organization who could take his place
if Darwin was unable to perform the essential functions of his job
if Darwin planned to retire in less than five years
o affirmative action
o ADEA
o ADA
o Title VII
o Yes, because the company is private and therefore has the right to hire or fire whomever they want to.
o Yes, because age is not a protected class in employment law.
o No, because Darwin was not given compensation or allowed adequate time to find another job.
o No, because Darwin was treated less favorably than younger employees based solely on his age.
Who is the chairman of the NLRB?
o draft legislation
o enforce orders
o investigate charges against employers
o conduct elections
o file charges against employers
o facilitate settlements
o decide cases
o case activity reports
o regulatory reports and notices
o inspector general notices
o petitions and elections
o performance reports
o rules and regulations
o Washington, DC
o Denver
o Phoenix
o Albuquerque
Complete the Week 6 Practice Assignment in MyEducator.
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Week 6 Practice Assignment
o Equal Credit Opportunity
o Fair Credit Reporting
o Fair Debt Collection Practices
o Fair Credit and Charge Card Disclosure
o The false claim is made about a product or service.
o The false claim does not affect the purchasing decision.
o The false claim is likely to produce economic injury.
o The false claim is likely to deceive a buyer.
o to conserve energy and endangered animals
o to encourage productive and enjoyable harmony between humans and their environment
o to prevent damage to the environment and biosphere
o to enrich understanding of ecological systems and natural resources
o descriptions of a product
o oral and written representations of a product
o representative samples and models of a product
o hyperbole about the nature or quality of a product
o It inspects manufacturing facilities to check for adulteration.
o It tests all drugs for safety and efficacy.
o It aims to prevent adulterated food from entering the marketplace.
o It conducts premarket safety assessments for new drugs.
o lien
o title
o implied warranty
o infringement
o title
o product dependability
o merchantability
o fitness for a particular purpose
o It operates a hotline and a website where consumers may report dangerous products.
o It may issue recalls for dangerous products, but it may not ban dangerous products that are in the marketplace.
o It is presided over by three commissioners who are appointed by the president.
o It is an independent agency that does not operate under any other department of the federal government.
o a cost-benefit analysis of the project
o a consideration of less adverse alternatives
o a supportive petition of signatures proportional to the area’s population
o negative effects to the environment from the proposed action
o $10 million
o $5 million
o $20 million
o $1 million
o stabilizing the economy
o increasing transparency and accountability
o addressing fraud-related issues in investment banking and accounting
o halting “too big to fail” bailouts
o It defines what constitutes an investment company.
o It restricts some types of securities trading.
o It regulates the terms of adviser compensation.
o Its primary purpose is to address conflicts of interest that arise in the operation of investment opportunities.
o It contains a general antifraud provision.
o It regulates the terms of management of client assets.
o It imposes a duty on advisers to act in the best interest of their clients at all times.
o It requires all investment companies to register with the SEC.
o To increase corporate responsibility
o To increase accountability of investment advisers
o To increase disclosure requirements
o To address fraud-related issues in accounting and investment banking
o It requires registration from securities issued by federal, state, and local governments.
o It requires issuers of securities who make offers to the public to register with the SEC.
o It was enacted after the 1929 stock market crash, when many people thought unregulated securities trading was the cause of the crisis.
o Its aim is to deter fraud by regulating the way that securities are offered to the public.
o interdepartmental
o insider
o nonpublic
o private
o prosecuting violations of regulations
o copying state regulations and enforcing them on a federal level
o monitoring the activities of advisers and brokers
o instituting regulations
o express
o limited
o special interest
o statutorily defined
o Classification of securities hinges on an evaluation of the investor’s role in the investment.
o Stocks are always securities.
o Bonds and investment contracts are examples of securities.
o Securities involve pooled assets and shared profits.
o report the shares of company stock that they hold
o report major business developments as they occur
o file annual and quarterly financial reports
o report all major changes in personnel
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Week 6 Apply Assessment
Examine the SEC enforcement actions against violators of the FCPA on the “SEC Enforcement Actions: FCPA Cases” web page. Look at several different examples from the site. Note that detailed information about each case is available if you click on the name of the company.
What are the typical repercussions for violators of the Act?
o millions or even billions of dollars in penalties
o jail time
o forced bankruptcy
o being prohibited from doing business
o sexual harrassment
o failure to implement internal accounting controls
o bribery
o obtaining illicit government licenses
o discrimination in employment
o improper payments
View the answers of; ETH 321T entire course.
o foreign
o U.S.
o both U.S. and foreign
David borrows $3,000 from Melanie’s loan company in order to pay for a new car. A few months after the loan takes place, David falls behind on his payments. Melanie begins attempting to collect the money owed from David. She takes the following steps:
Melanie calls David in the afternoon to discuss his payments, but he does not answer. Is this action permitted under the Fair Debt Collection Practices Act (FDCPA)?
o yes
o no
o yes
o no
o yes
o no
o no
o yes
o no
o yes
o financial condition of the issuer
o description of commerce activities that take place across state lines
o type of business organization of the issuer
o proposed use of the proceeds
o name and location of the issuer
o description of the securities being sold
o factors that could affect the success of the business venture
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